Compliance Analyst

Job description

• A Matric Certificate with a relevant tertiary qualification (focused on FICA/KYC)

• A minimum of 3 to 5 years’ experience in a finance environment.

• A minimum of 3 to 5 years’ experience with KYC processes.

• A minimum of 3 to 5 years’ experience in compliance and risk management

• Understand and apply all relevant regulatory and statutory requirements, such as the FIC Act and FICA.

• Receive KYC, NBI, and LPA requests from the dashboard and update processing actions.

• Analyse details provided on Firm questionnaires for FICA purposes using relevant sources to search and verify information.

• Check to ensure that all relevant supporting documentation has been provided.

• Process confirmations of ultimate beneficial owners, PEPs, and adverse information to assess and determine the level of risk to the firm.

• Respond to and resolve all general and system queries related to FICA requirements promptly.

• Follow the escalation process when dealing with high-risk clients as per standard operating procedures.

Requirements

• Compliance

• FICA

• KYC

• Risk Assess

• ments